Investor Charter of RA
- Vision and Mission Statements for Investors
- Vision: Invest with knowledge and safety.
- Mission: Help investors choose the right investment products, manage them, and achieve financial wellness.
- Details of Business Transacted by the Research Analyst
- Research Reports: Publish reports based on research activities.
- Independent View: Offer unbiased recommendations, disclosing any financial interests in recommended securities.
- Recommendations: Provide analysis based on public information with an annual audit for transparency.
- Services Provided to Investors
- Onboarding: Complete client onboarding with proper disclosures.
- Report Distribution: Distribute research reports to clients without discrimination.
- Confidentiality: Maintain confidentiality until research is publicly available.
- Responsibilities of Investors
Do’s
- Deal with SEBI-registered Research Analysts.
- Verify SEBI registration and review disclosures before investing.
- Pay via banking channels and maintain receipts.
- Ask questions and ensure clarity before following recommendations.
- Report Research Analysts offering guaranteed returns to SEBI.
Don’ts
- Do not provide funds for investment to the Research Analyst.
- Avoid misleading ads, rumors, or offers of discounts and gifts.
- Never share trading/demat account credentials with the Research Analyst.
